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Business Process
 LICENSING APPLICATIONS

The application to become a Licenced listing sponsor or trading agent of LFX is to be initiated through the LFX web-site.

Applicants are also required to submit all original copies of the necessary documents to LFX via courier for verification, processing and record purposes.

Documents required include:

  1. certified copy of the applicant's constitution (corporation) or curriculum vitae (individual);
  2. background of applicant;
  3. details of the applicant's experience in the business of investment and trading of financial instruments;
  4. audited financial statements;
  5. business plan.

The Licensing Committee of LFX is the approving authority for all licensing applications subject to LFX's licensing criteria as per its Rules and Regulations.


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