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The application to become a Licenced listing sponsor or trading agent of LFX is to be initiated through the LFX web-site.
Applicants are also required to submit all original copies of the necessary documents to LFX via courier for verification, processing and record purposes.
Documents required include:
- certified copy of the applicant's constitution (corporation) or curriculum vitae (individual);
- background of applicant;
- details of the applicant's experience in the business of investment and trading of financial instruments;
- audited financial statements;
- business plan.
The Licensing Committee of LFX is the approving authority for all licensing applications subject to LFX's licensing criteria as per its Rules and Regulations.
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